Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ross Gulla is an investment advisor representative. James Ross Gulla has been in the securities industry since July 16, 2000. James Ross Gulla has passed the Uniform Securities Agent State Law Examination and the Uniform Investment Adviser Law Examination. James Ross Gulla is currently registered with Huntleigh Advisors, Inc. in Tennessee. James Ross Gulla was previously registered with K. W. CHAMBERS & CO. in Tennessee. James Ross Gulla has the Series 63, Series 65, Series 6, Series 42, Series 62 and SIE licenses. James Ross Gulla specializes in offering investment advisory services to individuals, high-net-worth individuals, corporations, and charitable organizations. James Ross Gulla also offers insurance sales services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
TN
01/01/2025 - Present
Huntleigh Advisors, Inc. (MEMPHIS TN)
TN
07/17/2000 - 12/03/2021
K. W. CHAMBERS & CO. (CORDOVA TN)
IA
Issued 06/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2003
Series 42 - Registered Options Representative Examination
BC
Issued 09/12/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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