Unclaimed
James Ross Arthur is a financial advisor registered with PFS Investments Inc., a firm with over 3,500 registered representatives. James is licensed in both Arizona and California. James has been in the industry for a short amount of time but is well-equipped with the appropriate licenses and exams. James has passed the Series 63, Series 6TO, and SIE exams. James' primary area of specialization is providing portfolio management services for individuals. James is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
05/31/2023 - Present
PFS Investments Inc. (ORANGE CA)
BC
Issued 06/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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