Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rork Williams is a financial advisor with Benjamin F. Edwards & Company, Inc. based in St. Louis, MO. James has been a financial advisor since December 22, 1985. James has been registered with the Securities and Exchange Commission (SEC) since December 21, 1985. James has also been registered with the Financial Industry Regulatory Authority (FINRA) since December 21, 1985. James is licensed to sell securities in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. James offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. James is affiliated with Benjamin F. Edwards & Company, Inc. since July 2020. Previously, James worked at Robert W. Baird & Co. Incorporated and JJB Hilliard, WL Lyons, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
07/08/2020 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
OH
10/18/2019 - 07/31/2020
ROBERT W. BAIRD & CO. INCORPORATED (CINCINNATI OH)
OH
03/16/2012 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (CINCINNATI OH)
KY
12/06/2010 - 03/19/2012
U.S. BANCORP INVESTMENTS, INC. (CARROLLTON KY)
KY
01/01/2008 - 12/06/2010
WELLS FARGO ADVISORS, LLC (FORT MITCHELL KY)
OH
12/23/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CINCINNATI OH)
BC
Issued 01/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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