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James Roper Timmins

SP Securities LLC

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About James Roper Timmins

James Roper Timmins is a financial professional with over 20 years of experience in the industry. James is currently registered with SP Securities LLC in Houston, Texas. Previously, James worked for SLCA Capital, LLC, HLH Securities, Inc., Pinebridge Securities LLC, AIG Equity Sales Corp., ECT Securities Limited Partnership, and Chadwick, Chambers & Associates, Inc. James holds the Series 7, Series 63, and SIE licenses.

Firm Information

James Timmins is currently registered with SP Securities LLC. SP Securities LLC is a Limited Liability Company that was formed on January 15, 2004. The firm is registered with the SEC and in 13 states, including Alabama, California, Colorado, Florida, Illinois, Louisiana, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Timmins’s Registration & Firm History

TX

03/19/2018 - Present

SP Securities LLC (HOUSTON TX)

TX

01/11/2016 - 03/06/2018

SLCA CAPITAL, LLC (HOUSTON TX)

CA

08/14/2015 - 09/02/2015

HLH SECURITIES, INC. (COSTA MESA CA)

NY

04/28/2011 - 07/18/2012

PINEBRIDGE SECURITIES LLC (NEW YORK NY)

NY

06/07/2002 - 05/01/2009

AIG EQUITY SALES CORP. (NEW YORK NY)

CA

02/28/2002 - 03/20/2002

HLH SECURITIES, INC. (COSTA MESA CA)

TX

08/01/1997 - 07/11/2000

ECT SECURITIES LIMITED PARTNERSHIP (HOUSTON TX)

CA

08/06/1996 - 09/08/1997

HLH SECURITIES, INC. (COSTA MESA CA)

NA

04/13/1993 - 08/02/1995

CHADWICK, CHAMBERS & ASSOCIATES, INC.

NY

09/24/1987 - 01/09/1990

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Roper Timmins.
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