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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ronald Whitmore is a financial advisor registered with Cetera Investment Advisers LLC in TOMBALL, Texas. James Whitmore has been working in the financial industry since 1997. James Whitmore holds the following licenses: Series 6, Series 7, Series 63 and Series 65. James Whitmore is also a Registered Representative with Cetera Investment Advisers LLC. James Whitmore has experience working with clients in various capacities, including high-net-worth individuals, corporations, and charitable organizations. James Whitmore's firm, Cetera Investment Advisers LLC, offers a wide range of financial services, including financial planning, portfolio management, and educational seminars.
TOMBALL, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (TOMBALL TX)
TX
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (TOMBALL TX)
TX
02/01/2002 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (TOMBALL TX)
NY
10/08/1997 - 02/28/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/08/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 3/2/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/9/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/7/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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