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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ronald Welch is a financial advisor with Cetera Investment Advisers LLC. James has been in the industry for over 20 years and is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. James has a diverse background, having worked with multiple firms over the years, including Pruco Securities, LLC., Infinex Investments, Inc., CUNA Brokerage Services, Inc., and Fifth Third Securities, Inc. James specializes in working with individuals, businesses, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. James provides a range of advisory services, including financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/28/2022 - Present
Cetera Investment Advisers LLC (BELLEVILLE IL)
IL
12/16/2019 - 09/16/2020
PRUCO SECURITIES, LLC. (SWANSEA IL)
MO
10/09/2018 - 12/13/2019
INFINEX INVESTMENTS, INC. (Webster Groves MO)
MO
02/14/2013 - 10/02/2018
CUNA BROKERAGE SERVICES, INC. (ST. LOUIS MO)
MO
12/13/2010 - 06/03/2011
FIFTH THIRD SECURITIES, INC. (ST. LOUIS MO)
MO
06/03/2010 - 09/21/2010
U.S. BANCORP INVESTMENTS, INC. (ARNOLD MO)
IL
11/13/2009 - 05/19/2010
PNC INVESTMENTS (EDWARDSVILLE IL)
MO
07/13/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (ST. LOUIS MO)
IL
12/01/2001 - 07/05/2007
U.S. BANCORP INVESTMENTS, INC. (ALTON IL)
NJ
01/03/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
01/20/1998 - 01/03/2000
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MO
11/27/1996 - 12/01/1997
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
10/25/1995 - 06/28/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/1/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/6/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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