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James Ronald Sanford

Huntleigh Advisors, Inc.

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About James Ronald Sanford

James Ronald Sanford is a financial advisor with over 40 years of experience in the industry. James is currently registered with Huntleigh Advisors, Inc., and is licensed in multiple states, including Arkansas, Florida, Missouri, Ohio, Tennessee, and Texas. James has a wide range of experience in financial planning, portfolio management, and pension consulting. James also has experience in the insurance and tax preparation industries.

Firm Information

James Sanford is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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James Sanford’s Registration & Firm History

TN

09/20/2024 - Present

Huntleigh Advisors, Inc. (Cordova TN)

TN

01/04/1993 - 12/03/2021

K. W. CHAMBERS & CO. (CORDOVA TN)

GA

12/14/1982 - 12/09/1992

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 01/18/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/1985

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1999

Series 42 - Registered Options Representative Examination

BC

Issued 11/07/1996

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 12/13/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Ronald Sanford. Review regulatory record here.
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