Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rawls is a financial advisor with over 30 years of experience in the financial services industry. James currently works with Iams Wealth Management, LLC and has a current registration with Texas. James has been registered with the state of Texas since December 18, 2017. James has previous registration with Transamerica Financial Advisors, Inc. James also has prior registration with ProEquities, Inc., First Western Securities, Inc., and Fidelity Equity Services Corporation. James has a series 6, series 63, and SIE licenses. James is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other advisers; percentage of plan assets
1
2
TX
12/18/2017 - Present
Iams Wealth Management, LLC (Valley Mills TX)
TX
06/30/2004 - 12/31/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (MESQUITE TX)
AL
08/25/1997 - 07/01/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
TX
04/28/1995 - 08/30/1997
FIRST WESTERN SECURITIES, INC. (HURST TX)
NA
05/16/1986 - 05/03/1995
FIDELITY EQUITY SERVICES CORPORATION
BC
Issued 11/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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