Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ronald Lo coco is a financial advisor with Western International Securities, Inc. with over 13 years of experience in the industry. James has been registered with the state of California and Texas. James has also held previous roles with RJJ Pasadena Securities, Inc. and Morgan Stanley. James has experience providing financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/13/2020 - Present
Western International Securities, Inc. (Pasadena CA)
CA
10/21/2013 - 12/11/2020
RJJ PASADENA SECURITIES, INC. (SOUTH PASADENA CA)
CA
06/01/2009 - 10/28/2013
MORGAN STANLEY (LOS ANGELES CA)
CA
11/01/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BOTH
Issued 11/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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