Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ronald King is a financial advisor with over 20 years of experience in the industry. James has a broad range of experience in the financial services industry and has held positions at several firms including Centaurus Financial, Inc., Crown Capital Securities, L.P. and Grove Point Investments, LLC. James is a Registered Representative and Investment Advisor Representative and is licensed in California. James specializes in providing financial planning, portfolio management, and investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/06/2023 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
MD
05/25/2022 - 02/28/2023
GROVE POINT INVESTMENTS, LLC (ROCKVILLE MD)
CA
07/23/2019 - 05/24/2022
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
CA
01/06/2016 - 03/07/2019
QUESTAR CAPITAL CORPORATION (HUNTINGTON BEACH CA)
CA
02/12/2003 - 12/28/2015
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
PA
10/04/2000 - 02/06/2002
DIRECTED SERVICES, INC. (WEST CHESTER PA)
CA
06/09/1998 - 09/15/2000
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
BOTH
Issued 04/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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