Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ronald King is a financial advisor with over 50 years of experience in the industry. James is a registered representative with Centaurus Financial, Inc. James has been with Centaurus Financial, Inc. since 1992 and is currently registered to provide investment advice and securities services in California. Prior to joining Centaurus Financial, Inc. James worked at several other firms, including Brokerage Design & Development, Inc., Titan/Value Equities Group, Inc., Robert Scott Securities, Inc., M. H. Deckard & Co., Inc., Brokers Distributors, Inc, and Imperial Distributors, Inc. James holds a variety of licenses and certifications, including Series 63, Series 24, Series 27, F04, Series 40, Series 99TO, Series 7TO, SIE, and Series 1. James is also a licensed tax preparer. James is dedicated to providing clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
CA
06/06/1996 - 04/15/2005
BROKERAGE DESIGN & DEVELOPMENT, INC. (ORANGE CA)
CA
10/17/1977 - 09/10/1993
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
06/25/1992 - 07/06/1992
ROBERT SCOTT SECURITIES, INC.
NA
06/10/1971 - 12/12/1977
M. H. DECKARD & CO., INC.
NA
08/13/1973 - 11/24/1975
BROKERS DISTRIBUTORS, INC
NA
10/18/1973 - 11/22/1975
IMPERIAL DISTRIBUTORS, INC.
BC
Issued 12/17/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/19/1977
F04 - Financial Principal Examination
BC
Issued 01/24/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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