Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roger Sullivan is a financial advisor with Castle Hill Capital Partners, Inc. who has been in the industry since 2002. Sullivan is registered with FINRA and holds the Series 7, Series 63, SIE and Series 82TO licenses. Sullivan has a history with a number of other firms including Pali Capital, Inc., Wall Street Access, Foresight Research Solutions LLC and Morgan Stanley & Co., Incorporated. Sullivan is licensed in New York and specializes in a variety of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/04/2024 - Present
Castle Hill Capital Partners, Inc. (NEW YORK NY)
NY
04/11/2007 - 06/10/2008
PALI CAPITAL, INC. (NEW YORK NY)
NY
07/24/2006 - 04/05/2007
WALL STREET ACCESS (NEW YORK NY)
NY
11/15/2004 - 07/28/2006
FORESIGHT RESEARCH SOLUTIONS LLC (NEW YORK NY)
NY
05/10/2002 - 05/21/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 05/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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