Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rocchi is a financial advisor with over 25 years of experience in the industry. James currently works with Cambridge Investment Research, Inc. and is registered with the state of Georgia. James's experience includes working with FSC Securities Corporation and Investacorp, Inc. James is Series 6 and Series 63 licensed. James has a proven track record of providing sound financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
10/04/2019 - Present
Cambridge Investment Research, Inc. (Milton GA)
GA
08/27/2003 - 10/11/2019
FSC SECURITIES CORPORATION (MILTON GA)
FL
02/24/1997 - 09/10/2003
INVESTACORP, INC. (MIAMI FL)
NJ
01/14/1994 - 02/12/1997
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 12/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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