Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roentgen Gates is a securities professional with over 20 years of experience in the financial services industry. James has been registered with Sixth Street BD, LLC since April 2016 and previously worked at TPG CAPITAL BD, LLC and GOLDMAN, SACHS & CO. James holds FINRA Series 7, Series 63 and SIE licenses. James is registered to offer securities in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/08/2016 - Present
Sixth Street BD, LLC (San Francisco CA)
CA
10/01/2007 - 04/06/2016
TPG CAPITAL BD, LLC (SAN FRANCISCO CA)
NA
09/22/1987 - 06/18/1993
GOLDMAN, SACHS & CO.
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Gates is the right advisor for you? Invested Better is here to help.
