Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rodriguez is a financial professional with experience in the financial services industry. James is currently registered with Fidelity Brokerage Services LLC, a FINRA-registered broker-dealer. James has a Series 7TO, Series 63, and SIE licenses. Before joining Fidelity Brokerage Services LLC, James worked at CHARLES SCHWAB & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/30/2023 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
08/31/2022 - 02/10/2023
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 09/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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