Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roderick Scattergood is a financial advisor who has been in the industry since 2006. He is currently registered with Cetera Investment Advisers LLC in Edina, Minnesota. James has a broad range of experience in the financial services industry, having worked with several firms including UVEST FINANCIAL SERVICES GROUP, INC., IFMG SECURITIES, INC., and TCF INVESTMENTS, INC. He holds several professional licenses and designations including Series 7, Series 24, Series 27, Series 66, and Series 99TO. James specializes in providing financial planning and investment management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
Cetera Investment Advisers LLC (EDINA MN)
MN
01/24/2008 - 12/01/2008
UVEST FINANCIAL SERVICES GROUP, INC. (MINNEAPOLIS MN)
MN
01/28/2008 - 02/15/2008
IFMG SECURITIES, INC. (MINNEAPOLIS MN)
NY
12/13/2006 - 01/08/2008
IFMG SECURITIES, INC. (PURCHASE NY)
MN
12/03/2004 - 12/31/2006
TCF INVESTMENTS, INC. (MINNEAPOLIS MN)
BOTH
Issued 01/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/02/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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