Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Wigand is a securities professional with experience in the financial services industry. James Wigand is currently registered with Guggenheim Securities, LLC in New York. James Wigand has passed the Series 63, Series 79 and the SIE exams. James Wigand is registered with the states of Delaware, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/19/2018 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 04/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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