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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Wagner has been in the financial industry since November 4, 1992. James is currently registered with M Holdings Securities, Inc. and has been working with them since August 1, 2014. James has also previously worked with Lincoln Investment, Capital Analysts, Incorporated, P.J. Robb Variable Corporation, Clark/Bardes Financial Services, Inc., Clark-Bardes Securities, Inc., First Union Brokerage Services, Inc., Chubb Securities Corporation, C.A.L. Investment Services Inc. and NWNL Management Corporation. James Robert Wagner specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/01/2014 - Present
M Holdings Securities, Inc. (IRVINE CA)
MO
06/01/2012 - 08/04/2014
LINCOLN INVESTMENT (TOWN AND COUNTRY MO)
MO
05/04/2004 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (TOWN AND COUNTRY MO)
TN
07/29/2003 - 03/03/2004
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NC
07/02/2001 - 05/27/2003
CLARK/BARDES FINANCIAL SERVICES, INC. (GREENSBORO NC)
TX
08/30/1999 - 07/02/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
NC
06/16/1997 - 02/24/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IN
07/31/1992 - 12/21/1995
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NA
02/23/1989 - 09/24/1990
C.A.L. INVESTMENT SERVICES INC. (SASKATCHEWAN S4P 3B1 )
NA
12/23/1985 - 06/15/1987
NWNL MANAGEMENT CORPORATION
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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