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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Veit is an investment advisor representative currently registered with MML Investors Services, LLC. James Veit has been in the securities industry since January 2003. James Robert Veit has been registered with New England Securities and MSI Financial Services, Inc. in the past. James Veit's current registrations are with FINRA and in the states of Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas and Virginia. James Veit holds FINRA Series 6, 7, 24, 63, and 65 licenses as well as the SIE. James Veit is also registered as an investment advisor in Pennsylvania and Texas. James Robert Veit's employment history includes MetLife Securities Inc. and New England Securities. James Veit also provides insurance services through James Veit Inv Rel. James Veit's practice is focused on providing asset allocation programs, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
11/03/2022 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
PA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
01/02/2003 - 01/02/2015
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
IA
Issued 4/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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