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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vale is a financial advisor at Wells Fargo Advisors Financial Network, LLC. James has been in the industry since 2001 and has a broad range of experience in providing financial advice and investment management services. James Vale is a Certified Financial Planner™ professional and holds FINRA Series 7 and 66 licenses. James also has a deep understanding of the investment process and is committed to helping clients reach their financial goals. James Vale has worked previously at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is registered to provide financial advice and investment services in several states. James Vale is committed to providing his clients with a high level of personal service and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/19/2016 - Present
Wells Fargo Advisors Financial Network, LLC (LAGUNA NIGUEL CA)
CA
01/02/2009 - 09/05/2014
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
01/25/2001 - 01/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
BOTH
Issued 03/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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