Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Stone is a financial advisor with Cascadia Capital, LLC. James has been in the financial services industry since 2007. He is registered with the state of Texas. James has held past registrations with AGC Partners, Headwaters BD, LLC, USBX Advisory Services, LLC and Montgomery Securities. James is also a Series 7, Series 79, Series 79TO, Series 63 and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/18/2022 - Present
Cascadia Capital, LLC (AUSTIN TX)
TX
08/26/2019 - 11/15/2022
AGC PARTNERS (Austin TX)
CO
06/21/2012 - 08/22/2012
HEADWATERS BD, LLC (DENVER CO)
VA
02/28/2007 - 10/01/2008
USBX ADVISORY SERVICES, LLC (MCLEAN VA)
CA
01/01/1997 - 09/15/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 01/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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