Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stevenson is a financial advisor with Fidelity Brokerage Services LLC. James has been in the financial industry for over 2 years. James has passed multiple exams including Series 63, Series 9, Series 10, Series 7TO and SIE. James is registered in over 50 states and is a registered representative of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
12/01/2022 - Present
Fidelity Brokerage Services LLC (RALEIGH NC)
BC
Issued 12/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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