Unclaimed
James Robert Segelken is a financial professional with over 25 years of experience in the industry. He is currently registered with Equitable Distributors, LLC. James has previously been registered with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. He holds the Series 6 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2010 - Present
Equitable Distributors, LLC (New York NY)
NY
10/21/1998 - 07/02/2010
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/21/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NC
07/18/1996 - 10/21/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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