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James Robert Scott

Alden Investment Group

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About James Robert Scott

James Robert Scott is a registered investment advisor representative with Alden Investment Group. James is also an insurance agent through Scott Agency, LLC. James has been working in the financial services industry since January 26, 2001. James holds Series 6, 7, 22, 63 and 65 licenses. Alden Investment Group is a registered investment advisor with the Securities and Exchange Commission (SEC). Alden Investment Group offers a variety of financial services, including retirement planning, financial planning, portfolio management for individuals, and retirement plans.

Firm Information

James Scott is currently registered with Alden Investment Group. Alden Investment Group, headquartered in WAYNE, PA, is an investment advisory firm with approximately $290.95 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Alden Investment Group also offers other advisory services, including retirement plans. The firm has 5 licensed agents, 30 registered representatives, and 26 investment advisory functions.
Alden Investment Group

37 WEST AVENUE

WAYNE, PA 19087-3226

$290.95M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plans

Retirement plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Scott’s Registration & Firm History

FL

05/29/2024 - Present

Alden Investment Group (Ocala FL)

FL

01/02/2014 - 05/13/2024

AGES FINANCIAL SERVICES, LTD. (Ocala FL)

MA

08/16/2007 - 12/31/2013

HBW SECURITIES LLC (HAVERHILL MA)

GA

07/15/1999 - 01/31/2006

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 06/10/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/06/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Robert Scott. Review regulatory record here.
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