Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Schramm is a financial advisor with over 12 years of experience in the financial services industry. He is currently registered with Raymond James Financial Services Advisors, Inc. and holds Series 7, 9, 10, 66, and SIE licenses. James Robert Schramm is also a Certified Financial Planner. James Robert Schramm has previously worked for Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Robert Schramm has a broad range of experience in financial planning, portfolio management, and retirement planning. He is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
04/05/2021 - Present
Raymond James Financial Services Advisors, Inc. (VALENCIA CA)
UT
11/10/2011 - 03/25/2015
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
11/19/2009 - 12/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVO UT)
UT
07/22/2009 - 11/04/2009
SECURIAN FINANCIAL SERVICES, INC. (OREM UT)
BOTH
Issued 08/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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