Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Schaefer is a registered representative with Northwestern Mutual Investment Services, LLC in Pittsford, New York. James has been in the securities industry since June 7, 2011. James is licensed in 10 states and holds Series 6, Series 63, and SIE licenses. James is affiliated with Northwestern Mutual Investment Services, LLC which is registered with the SEC as an investment advisor and is registered with FINRA as a broker dealer. Northwestern Mutual Investment Services, LLC is a member of the SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
06/07/2011 - Present
Northwestern Mutual Investment Services, LLC (Pittsford NY)
BC
Issued 11/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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