Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Quigley is a registered representative with Wells Fargo Clearing Services, LLC in ST. LOUIS, MO. James Robert Quigley has been working in the securities industry since 2006. James Robert Quigley has been registered with Wells Fargo Clearing Services, LLC since 2018. Previously, James Robert Quigley was employed by Capital One Investing, LLC in New York, NY, E*TRADE Securities LLC in SCARSDALE, NY, SCOTTRADE, INC. in MASSAPEQUA PARK, NY, TD AMERITRADE, INC. in GREAT NECK, NY, AXA ADVISORS, LLC in NEW YORK, NY, SANGIMINO, JOSEPH A in STATEN ISLAND, NY and SANGIMINO, JOSEPH A in STATEN ISLAND, NY. James Robert Quigley has passed the Uniform Combined State Law Examination, Securities Industry Essentials Examination, and General Securities Representative Examination. James Robert Quigley specializes in providing investment advice and financial planning services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
03/24/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
04/30/2018 - 12/08/2020
WELLS FARGO CLEARING SERVICES, LLC (MELVILLE NY)
NY
09/12/2017 - 04/09/2018
CAPITAL ONE INVESTING, LLC (New York NY)
NY
11/18/2015 - 04/17/2017
E*TRADE SECURITIES LLC (SCARSDALE NY)
NY
04/22/2015 - 08/14/2015
SCOTTRADE, INC. (MASSAPEQUA PARK NY)
NY
03/21/2006 - 03/18/2015
TD AMERITRADE, INC. (GREAT NECK NY)
NY
06/11/2004 - 07/26/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/02/2002 - 07/30/2002
SANGIMINO, JOSEPH A (STATEN ISLAND NY)
NY
06/08/2001 - 07/10/2001
SANGIMINO, JOSEPH A (STATEN ISLAND NY)
BOTH
Issued 07/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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