Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Platania is a financial advisor with over 40 years of experience in the industry. James is a registered representative and investment advisor representative with LPL Financial LLC. James has previously been employed by Cetera Advisor Networks LLC, W. S. Griffith & Co., Inc., and PPS Securities Corp. James holds the Series 6, 7, 22, 24, and 63 licenses as well as the SIE designation. James is also a Certified Financial Planner. James specializes in working with individuals, families, and businesses. James provides a wide range of financial services, including financial planning, portfolio management, and investment advice. James is dedicated to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/20/2018 - Present
LPL Financial LLC (ARLINGTON HEIGHTS IL)
IL
02/06/1991 - 06/21/2018
CETERA ADVISOR NETWORKS LLC (ARLINGTON HEIGHTS IL)
CT
03/08/1983 - 02/13/1991
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
10/07/1983 - 10/24/1985
PPS SECURITIES CORP.
BC
Issued 11/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Platania is the right advisor for you? Invested Better is here to help.
