Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Orzech is an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. James has been in the financial services industry since 1991. James has held positions at UBS Financial Services, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and McDonald Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Buffalo NY)
NY
09/08/2011 - 11/19/2020
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
06/01/2009 - 09/13/2011
MORGAN STANLEY SMITH BARNEY (ORCHARD PARK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ORCHARD PARK NY)
NY
11/02/2001 - 04/02/2007
MORGAN STANLEY DW INC. (ORCHARD PARK NY)
OH
09/28/1999 - 11/12/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/14/1999 - 11/23/1999
KEY CLEARING CORP. (BROOKLYN OH)
OH
02/11/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
10/08/1996 - 02/21/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
06/13/1996 - 10/07/1996
MONY SECURITIES CORP. (NEW YORK NY)
MA
05/15/1992 - 06/13/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
04/19/1991 - 01/24/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/19/1991 - 01/24/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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