Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Oneill is a financial professional with over 20 years of experience in the industry. James has a strong track record of success in the financial services industry, having worked for several prominent firms, including Oppenheimer & Co. Inc., Roth Capital Partners, LLC, and Rodman & Renshaw, LLC. James is currently registered with Jonestrading and holds a Series 7, Series 55, Series 63, Series 79, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/20/2023 - Present
Jonestrading (NEW YORK NY)
NY
10/04/2022 - 08/04/2023
BENCHMARK INVESTMENTS, LLC (New York NY)
NY
04/06/2017 - 09/30/2022
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/12/2012 - 04/03/2017
ROTH CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
07/15/2010 - 04/13/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
NJ
04/15/2011 - 05/27/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
07/13/2009 - 06/17/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/02/2007 - 05/29/2009
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
06/28/2006 - 01/26/2007
HAGGERTY & CO., LLC (NEW YORK NY)
NY
08/29/2005 - 06/26/2006
HAGGERTY & CO., LLC (NEW YORK NY)
NY
06/06/2003 - 08/09/2004
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED (NEW YORK NY)
NY
11/18/2002 - 02/25/2003
GALWAY SECURITIES CORPORATION (NEW YORK NY)
NY
12/28/2000 - 08/05/2002
ARMATO SECURITIES CORP. (KATONAH NY)
BC
Issued 04/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/23/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/06/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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