Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert O'Brien is a financial advisor in Denver, Colorado. He is registered with Gill Capital Partners, LLC and has been in the industry since 1987. James has a variety of designations, including Certified Financial Planner. James has held the following licenses: Series 7, Series 9, Series 10, Series 24, Series 27, Series 63, Series 65, Series 99TO and SIE. James specializes in a variety of areas, including investment advisory services, portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/18/2019 - Present
Gill Capital Partners, LLC (DENVER CO)
TX
01/31/1992 - 03/08/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
04/13/1991 - 01/06/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
12/06/1989 - 01/02/1991
RICHFIELD SECURITIES, INC.
NA
11/30/1987 - 08/12/1989
TRI-BRADLEY INVESTMENTS
NA
09/24/1987 - 12/02/1987
K.A. KNAPP & CO., INC.
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/18/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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