Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Neill is a registered representative with Foreside Fund Services, LLC. James is currently registered in 25 states, including Pennsylvania, Florida, and New York. James has been in the industry since August 11, 2014. James is a Series 7 and Series 63 licensed professional and holds the SIE. James is based out of Pittsburgh, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/12/2016 - Present
Foreside Fund Services, LLC (Pittsburgh PA)
PA
02/06/2013 - 02/06/2015
FORESIDE FUND SERVICES, LLC (PITTSBURGH PA)
BC
Issued 02/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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