Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mitchell is a financial advisor with Andrew Garrett Inc. based in New York, NY. James has been in the industry since 1986. James has worked for several other firms including BrokerageAmerica, LLC, BrokerageAmerica, Inc, Bull & Bear Securities, Inc, and Sentinel Securities, Inc. James is licensed to provide investment advisory services in California, Florida, Illinois, New York, North Carolina, North Dakota, South Carolina, and Texas. James specializes in portfolio management for individuals and businesses and also provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/30/2003 - Present
Andrew Garrett Inc. (NEW YORK NY)
NY
04/15/2002 - 04/05/2005
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
04/30/2001 - 04/15/2002
BROKERAGEAMERICA, INC (NE W YORK NY)
NY
06/22/1990 - 01/03/2001
BULL & BEAR SECURITIES, INC. (NEW YORK NY)
NA
03/21/1989 - 06/22/1990
SENTINEL SECURITIES, INC.
NA
06/18/1985 - 11/29/1988
PACE SECURITIES, INC.
BC
Issued 11/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/23/1992
Series 4 - Registered Options Principal Examination
BC
Issued 08/19/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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