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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Mitchell is a financial advisor with Stephens, a firm that has been serving clients in the Little Rock area since 1933. James has been with Stephens since 2000. His previous experience includes time at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Barnes, Quinn, Flake & Anderson Investment, Inc. He is registered as a broker-dealer and an investment advisor in Arkansas and Texas. James specializes in working with individuals and families, providing financial planning and investment management services. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/14/2014 - Present
Stephens (LITTLE ROCK AR)
NY
12/06/1994 - 12/21/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/30/1984 - 06/20/1990
BARNES, QUINN, FLAKE & ANDERSON INVESTMENT, INC.
IA
Issued 01/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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