Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert McLaughlin is a financial professional with over 25 years of experience in the financial services industry. James Robert McLaughlin currently holds a Series 7, Series 24, Series 4, Series 31, Series 53, and Series 63 registration and a Series 65 license, and has been a registered representative with MML Investors Services, LLC since March 2017. Previous to that, James Robert McLaughlin was registered with MSI FINANCIAL SERVICES, INC., New England Securities, Walnut Street Securities, Inc., Tower Square Securities, Inc., and Dean Witter Reynolds Inc. James Robert McLaughlin's expertise includes Financial Planning, Portfolio Management for Individuals and Businesses, Asset Allocation Programs, and Educational Seminars. James Robert McLaughlin is dedicated to providing clients with personalized investment strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (HOLYOKE MA)
MA
03/06/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HOLYOKE MA)
CT
03/06/2009 - 02/03/2012
NEW ENGLAND SECURITIES (BLOOMFIELD CT)
CT
01/17/2007 - 02/03/2012
WALNUT STREET SECURITIES, INC. (BLOOMFIELD CT)
CT
05/18/2000 - 02/03/2012
TOWER SQUARE SECURITIES, INC. (BLOOMFIELD CT)
MA
11/03/1998 - 05/11/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
04/18/1997 - 01/28/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2001
Series 4 - Registered Options Principal Examination
BC
Issued 09/11/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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