Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McCann is a financial advisor with over 30 years of experience in the industry. James currently works with Principal Securities, Inc., and is registered to provide investment advice and sell securities in 13 states. James has a wide range of experience working with a variety of clients including high-net-worth individuals, businesses, charitable organizations, and pension plans. James is committed to providing clients with personalized financial advice and investment strategies that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
PA
08/25/2020 - Present
Principal Securities, Inc. (BLOOMSBURG PA)
PA
09/17/2014 - 07/07/2016
CETERA INVESTMENT SERVICES LLC (POTTSVILLE PA)
PA
01/04/2011 - 09/16/2014
FINANCIAL TELESIS INC (POTTSVILLE PA)
PA
11/30/2010 - 02/03/2011
LPL FINANCIAL LLC (POTTSVILLE PA)
PA
01/14/2009 - 11/30/2010
NRP FINANCIAL, INC. (POTTSVILLE PA)
PA
10/23/2007 - 12/31/2008
PRIMEVEST FINANCIAL SERVICES, INC. (POTTSVILLE PA)
PA
07/21/2005 - 10/17/2007
KNBT SECURITIES, INC. (POTTSVILLE PA)
NC
07/20/2004 - 07/21/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
PA
05/01/2003 - 07/19/2004
HACKETT ASSOCIATES, INC. (WYOMISSING PA)
PA
01/09/2001 - 05/12/2003
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
PA
04/16/1993 - 12/31/2000
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
IA
10/19/1983 - 04/15/1993
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 08/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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