Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Lewis is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed to provide investment advice in multiple states. James has held previous positions with WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., MCDONALD & COMPANY SECURITIES, INC., and THE OHIO COMPANY. James has a strong background in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/01/2014 - Present
Stifel, Nicolaus & Company, Inc. (LANCASTER OH)
OH
01/01/2008 - 05/01/2014
WELLS FARGO ADVISORS, LLC (LANCASTER OH)
OH
08/11/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LANCASTER OH)
OH
08/21/1986 - 08/19/1998
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NA
01/25/1985 - 09/08/1986
THE OHIO COMPANY
BC
Issued 02/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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