Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Leonard is a financial advisor with over 40 years of experience in the industry. Leonard is currently registered with Stifel, Nicolaus & Company, Inc. in Nebraska and Texas. Leonard has been with Stifel, Nicolaus & Company, Inc. since 2010. Prior to Stifel, Nicolaus & Company, Inc., Leonard was registered with WELLS FARGO ADVISORS, LLC in Nebraska. Leonard holds both Series 63 and Series 66 licenses. Leonard has experience working with various client types including individuals, corporations, trusts, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
04/10/2014 - Present
Stifel, Nicolaus & Company, Inc. (OMAHA NE)
NE
01/01/2008 - 10/19/2010
WELLS FARGO ADVISORS, LLC (OMAHA NE)
NE
05/06/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OMAHA NE)
NY
09/15/1989 - 05/07/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/21/1984 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
06/02/1980 - 05/30/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
12/21/1976 - 06/30/1980
B. C. CHRISTOPHER & COMPANY
NA
11/14/1974 - 01/30/1977
DEAN WITTER & CO. INCORPORATED
NA
05/16/1974 - 10/21/1974
B. C. CHRISTOPHER & COMPANY
NA
06/26/1973 - 07/17/1974
IDS LIFE INSURANCE COMPANY
NA
06/26/1973 - 07/17/1974
IDS MARKETING CORPORATION
NA
06/26/1973 - 07/17/1974
INVESTORS DIVERSIFIED SERVICES, INC.
BOTH
Issued 09/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1980
PC - AMEX Put and Call Exam
BC
Issued 06/13/1974
Series 000 - General Securities Principal Examination
BC
Issued 06/20/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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