Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert L'esperance is a financial professional with over 20 years of experience in the industry. James is currently registered with Talcott Resolution Distribution Company, Inc. and holds Series 6 and Series 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/03/2010 - Present
Talcott Resolution Distribution Company, Inc. (Hartford CT)
CT
06/25/2002 - 08/30/2011
HARTFORD EQUITY SALES COMPANY INC. (WINDSOR CT)
BC
Issued 05/12/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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