Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Kostulias is a financial professional with over 20 years of experience in the industry. James Robert Kostulias is currently registered with Charles Schwab & CO., Inc. and TD Ameritrade Clearing, Inc. James Robert Kostulias has also previously held positions at TD AMERITRADE, INC., AMERITRADE, INC., DATEK ONLINE FINANCIAL SERVICES LLC, and DATEK ONLINE BROKERAGE SERVICES LLC. James Robert Kostulias holds FINRA Series 7, 24, 4, 63, 99TO and SIE licenses. James Robert Kostulias is a Registered Principal and has been in the industry since May 1998. James Robert Kostulias is licensed in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
03/31/2023 - Present
Charles Schwab & CO., Inc. (Red Bank NJ)
NJ
04/22/2006 - 07/29/2024
TD AMERITRADE, INC. (Red Bank NJ)
NE
08/17/2004 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
NJ
06/30/2001 - 10/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
08/14/1998 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 09/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 4 - Registered Options Principal Examination
BC
Issued 11/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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