Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Klomparens is an Investment Advisor Representative with Wellth Advisory Services, LLC, registered with the state of Michigan. James has been in the industry since 1987. He has previously worked for a number of firms, including NFP Securities, Inc., Stancorp Equities, Inc., Invesmart Securities, LLC, Citigroup Global Markets Inc., Raymond James Financial Services, Inc., and Financial Network Investment Corporation. James holds Series 6, 7, 63 and 65 licenses. He is also a registered Investment Advisor Representative in Michigan. James is a highly experienced financial professional with a proven track record of success in providing financial planning and investment management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
01/01/2025 - Present
Wellth Advisory Services, LLC (SHOREWOOD IL)
MI
12/24/2008 - 12/11/2009
NFP SECURITIES, INC. (GRAND RAPIDS MI)
OR
01/01/2007 - 02/07/2008
STANCORP EQUITIES, INC. (PORTLAND OR)
PA
09/20/2004 - 01/01/2007
INVESMART SECURITIES, LLC (PITTSBURGH PA)
NY
03/26/2004 - 08/24/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
10/31/2002 - 03/29/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
12/15/2000 - 09/19/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
04/19/1994 - 05/30/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
10/29/1992 - 11/30/1993
G. R. PHELPS & CO., INC.
IA
02/04/1988 - 08/07/1992
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
07/16/1987 - 01/21/1988
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 03/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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