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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Karberg is a financial advisor who has been in the industry since 2001. He is currently registered with Redw Wealth LLC, serving clients in Arizona and Texas. James has extensive experience in financial planning, portfolio management, and pension consulting, and is a Certified Financial Planner. James has worked with a variety of financial firms throughout his career including 1ST GLOBAL CAPITAL CORP., ALLSTATE FINANCIAL SERVICES, LLC, and CHARLES SCHWAB & CO., INC. His commitment to providing personalized financial advice and guidance has helped clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated fees for bundled services
1
2
AZ
10/01/2024 - Present
Redw Wealth LLC (PHOENIX AZ)
AZ
01/25/2018 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (Phoenix AZ)
AZ
01/25/2017 - 01/12/2018
ALLSTATE FINANCIAL SERVICES, LLC (Cave Creek AZ)
AZ
02/10/2015 - 01/18/2017
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
WA
04/01/2010 - 02/06/2015
CHARLES SCHWAB & CO., INC. (BELLEVUE WA)
AZ
09/25/2008 - 09/18/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (CHANDLER AZ)
AZ
07/20/2005 - 10/05/2007
ALLSTATE FINANCIAL SERVICES, LLC (GILBERT AZ)
MA
10/17/2003 - 05/25/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
10/24/2002 - 11/14/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
03/03/2000 - 10/23/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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