Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Horn is an investment advisor representative with Edelman Financial Engines. James Horn is registered with the state of New York and Texas. James has been in the financial services industry for over 10 years and has experience with various financial products and services. James's specializations include retirement planning, mutual funds, investment strategies, insurance, and financial planning. James Horn has held previous roles with Ameriprise Financial Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, M&T Securities, Inc., and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
NY
03/22/2017 - Present
Edelman Financial Engines (AMHERST NY)
NY
08/17/2015 - 12/09/2015
AMERIPRISE FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
04/17/2013 - 09/04/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ROCHESTER NY)
NY
02/08/2011 - 01/25/2013
M&T SECURITIES, INC. (ROCHESTER NY)
NY
01/05/2009 - 02/03/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRPORT NY)
BOTH
Issued 11/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2015
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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