Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Hopkins is a financial advisor registered with Ameriprise Financial Services, LLC in Kokomo, IN. James has been working in the financial industry since 1993. James is also registered with Ameriprise Financial Services, LLC in Sheridan, IN. James has passed the following exams: Uniform Securities Agent State Law Examination, Uniform Combined State Law Examination, Investment Company Products/Variable Contracts Representative Examination, Securities Industry Essentials Examination, General Securities Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. James is a member of the Hopkins board of directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
07/11/2022 - Present
Ameriprise Financial Services, LLC (KOKOMO IN)
IN
03/08/2013 - 07/15/2022
WELLS FARGO CLEARING SERVICES, LLC (KOKOMO IN)
IN
04/26/2004 - 03/13/2013
EDWARD JONES (KOKOMO IN)
OH
02/02/2001 - 05/06/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
07/06/1990 - 08/18/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/06/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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