Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Holt is an investment advisor representative at MML Investors Services, LLC. James has been in the industry since 1982. James is registered in Indiana and Texas. James has also been registered with MSI Financial Services, Inc. and MetLife Securities Inc. in the past. James holds Series 6, 7, 22, 24, 63 and SIE licenses. James offers financial planning and portfolio management services. James also works as an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
05/31/2017 - Present
MML Investors Services, LLC (Indianapolis IN)
IN
11/16/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IN
05/11/1982 - 11/10/2009
METLIFE SECURITIES INC. (INDIANAPOLIS IN)
IN
05/11/1982 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BC
Issued 11/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/10/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Holt is the right advisor for you? Invested Better is here to help.
