Unclaimed
James Robert herries Young is a registered representative and investment banking registered representative with Ares Management Capital Markets LLC. James is registered in New York and has been in the securities industry since August 2018. Previously, James was employed with EVERCORE GROUP L.L.C. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/03/2019 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/01/2018 - 06/11/2019
EVERCORE GROUP L.L.C. (New York NY)
BC
Issued 09/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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