Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Hawley is a financial advisor with Nationwide Investment Services Corp. James has been in the financial services industry since April 6, 1994. James has a Series 6 registration and a Series 63 registration. James is registered with the following states: Connecticut, New York, Ohio, and Rhode Island. James is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
11/19/2004 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
CT
11/12/1998 - 11/01/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CA
02/28/1994 - 10/21/1998
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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