Unclaimed
James Hasenbeck is a registered representative with Allstate Financial Services, LLC. James has been in the securities industry for over 35 years and has been registered in Arkansas and Oklahoma. James holds Series 6, 26 and 63 licenses. James also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
04/06/2000 - Present
Allstate Financial Services, LLC (Lowell AR)
NJ
12/19/1985 - 02/10/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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