Unclaimed
James Robert Hampton is a licensed financial professional with experience in the financial services industry. James has been registered with MML Investors Services, LLC since 5/24/2022. Previously, James was registered with MML Distributors, LLC from 2/14/2020 to 12/31/2020. James is a licensed investment professional holding Series 6TO and SIE licenses. James currently works at the Springfield, MA office of MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
05/24/2022 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
02/14/2020 - 12/31/2020
MML DISTRIBUTORS, LLC (ENFIELD CT)
BC
Issued 03/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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