Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Gilbert is a registered representative with Tp Icap Global Markets Americas Llc. James has over 15 years of experience in the securities industry and is licensed to sell securities in New York, New Jersey, Vermont and the District of Columbia. James holds the following FINRA licenses: Series 3, 4, 7, 24, 27, 55, 57TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/06/2007 - 12/15/2014
LINKBROKERS DERIVATIVES LLC (NEW YORK NY)
BC
Issued 03/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/22/2011
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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